Investments, Franchises, & Trademarks

 
Investor Education

The Virginia Division of Securities & Retail Franchising believes that education is the key to making wise investment decisions and avoiding investment fraud. Thus, educating Virginia investors is a priority for the Division.

The Division’s Investor Education Program provides investors with the information they need to make appropriate investment decisions for their financial future as well as to avoid investment fraud. The Program distributes educational information in the form of publications, brochures and teaching guides, and provides presentations, all free of charge. For more information, contact the Division at (804) 371-9051 or investoreducation@scc.virginia.gov.

Utilize the resources provided by the Investor Education Program to help you become a better educated, well protected, and successful investor.

 
Check Registration Status

Access information about investment advisors, brokers, broker-dealers and agents, investment firms and individuals, securities or franchises registered for sale, and trademarks and service marks registered in Virginia.

 
File a Complaint

You may feel like you were a victim of a scam or that someone may be violating the Virginia Securities Act or the Virginia Retail Franchising Act

 
Investigations

We investigate complaints regarding the sale of investment products and franchises and the practices of investment advisors and broker dealers in Virginia.