Application Forms - Banks
Section 6.2.286 of the Code of Virginia sets forth the qualifications for obtaining a certificate of authority
to begin a banking business in Virginia. New bank applications are analyzed for
various factors, including, but not limited to, the experience and strength of the
proposed directors and officers, adequate capitalization to support growth, the
level of community support, the banking market conditions, and the economic characteristics
of the region and primary service area. We consider all the factors required by
the Code to make a determination whether a particular applicant qualifies. It is
mutually beneficial for any new bank organizing group to meet with the Bureau of
Financial Institutions in the early stages of formation to discuss their plans.
The following are applications and related forms for new banks and for existing
banks and bank holding companies, including applications for branch offices/relocations,
conversion to a state bank charter, bank mergers, and acquisitions of banks. Each
application form includes filing instructions. Some application types require the
filing of supplemental forms. In each instance, the appropriate supplemental forms
are listed directly following the application form. It is important to carefully
read and follow all instructions and to provide full and complete responses. Investigation
of the application may be delayed if the application is incomplete.
Links to related laws and regulations appear below. Code and Regulation Sections
can be viewed and downloaded individually or a report of multiple Sections can be
created and downloaded. To download multiple Sections click on “create report” at
the beginning of the table of contents for the specific Chapter and enter the beginning
and ending Section of the sequence you wish to download. It is your responsibility
to read and comply with all applicable laws and regulations.
Note: Links to the Code of Virginia and Virginia Administrative Code in the menus
below are external links
and will take you off
the SCC website.
- ESTABLISH A NEW BANK
- CCB-1121 Application of a New Bank or
a New Savings and Loan Association for a Certificate of Authority to Begin Business
in Virginia
- SUPPLEMENTAL FORMS
- Bank Directors Responsibilities Bureau
of Financial Institutions, State Corporation Commission, Commonwealth of Virginia
- CCB-1117 Bank Directors Responsibilities
Certification
- CCB-1123 Personal Financial Report and
Disclosure Statement
- CCB-1140 Oath of Office of Organizing
Directors of Financial Institutions
- CCB-1147 Certification Form for Interagency
Biographical and Financial Report
- CCB-1150 Employment and Business Affiliation
Disclosure Form
- CONVERSION TO A STATE CHARTERED BANK
- CCB-1146 Application to Convert Pursuant
to Title 6.2 of the Code of Virginia
- SUPPLEMENTAL FORMS
- Bank Directors Responsibilities Bureau
of Financial Institutions, State Corporation Commission, Commonwealth of Virginia
- CCB-1117 Bank Directors Responsibilities
Certification
- CCB-1123 Personal Financial Report and
Disclosure Statement
- CCB-1140 Oath of Office of Organizing
Directors of Financial Institutions
- CCB-1147 Certification Form for Interagency
Biographical and Financial Report
- CCB-1150 Employment and Business Affiliation
Disclosure Form
- ESTABLISH A BANK BRANCH
- CCB-1125 Application to Establish a Branch
- CHANGE THE LOCATION OF A MAIN OFFICE OR BANK BRANCH
- CCB-1126 Application to Change the Location
of a Main Office or Branch Pursuant to Title 6.2 of the Code of Virginia
- EFT TERMINAL
- CCB-1133 Application to Establish an EFT
Terminal
- BANK MERGER
- CCB-1128 Application for Approval of Merger
Pursuant to Title 6.2 of the Code of Virginia
- SUPPLEMENTAL FORMS
- Bank Directors Responsibilities Bureau
of Financial Institutions, State Corporation Commission, Commonwealth of Virginia
- CCB-1117 Bank Directors Responsibilities
Certification
- CCB-1123 Personal Financial Report and
Disclosure Statement
- CCB-1140 Oath of Office of Organizing
Directors of Financial Institutions
- CCB-1147 Certification Form for Interagency
Biographical and Financial Report
- CCB-1150 Employment and Business Affiliation
Disclosure Form
- INTERIM INSTITUTION TO BEGIN BUSINESS IN VIRGINIA
- CCB-1131 Application of an Interim Institution
to Begin Business in Virginia
- SUPPLEMENTAL FORMS
- Bank Directors Responsibilities Bureau
of Financial Institutions, State Corporation Commission, Commonwealth of Virginia
- CCB-1117 Bank Directors Responsibilities
Certification
- CCB-1123 Personal Financial Report and
Disclosure Statement
- CCB-1140 Oath of Office of Organizing
Directors of Financial Institutions
- CCB-1147 Certification Form for Interagency
Biographical and Financial Report
- CCB-1150 Employment and Business Affiliation
Disclosure Form
- PERMISSION TO ACQUIRE VOTING SHARES OF A VIRGINIA FINANCIAL
INSTITUTION BY A PERSON OR A VIRGINIA FINANCIAL INSTITUTION HOLDING COMPANY
- CCB-1137 Application for Permission to
Acquire Voting Shares of a Virginia Financial Institution Pursuant to Section 6.2-704 A
of the Code of Virginia
- SUPPLEMENTAL FORMS
- CCB-1123 Personal Financial Report and
Disclosure Statement
- CCB-1137A Consent to Service of Process
- CCB-1147 Certification Form for Interagency
Biographical and Financial Report
- CCB-1150 Employment and Business Affiliation
Disclosure Form
- ACQUIRE A VIRGINIA BANK HOLDING COMPANY OR VIRGINIA BANK BY AN OUT-OF-STATE BANK HOLDING COMPANY
- CCB-1139 Application to Acquire a Virginia
Bank Holding Company or Virginia Bank Pursuant to Section 6.2-704 C of the Code
of Virginia
- SUPPLEMENTAL FORMS
- CCB-1123 Personal Financial Report and
Disclosure Statement
- CCB-1137A Consent to Service of Process
- CCB-1143 Limited Personal Financial Report
and Disclosure Statement
- CCB-1147 Certification Form for Interagency
Biographical and Financial Report
- CCB-1150 Employment and Business Affiliation
Disclosure Form
- NOTICE OF INTENT TO ACQUIRE A BANK OUTSIDE VIRGINIA
- CCB-1138 Notice of Intent to Acquire a
Bank Outside Virginia Pursuant to Section 6.2-715 of the Code of Virginia
- BANK HOLDING COMPANY TO ACQUIRE A FEDERAL SAVINGS INSTITUTION
- CCB-1144 Application of a Bank Holding
Company to Acquire a Federal Savings Institution Pursuant to Section 6.2-1146
of the Code of Virginia
- SUPPLEMENTAL FORMS
- CCB-1123 Personal Financial Report and
Disclosure Statement
- ESTABLISH A SUBSIDIARY TRUST COMPANY
- CCB-1129 Application of a Subsidiary Trust
Company for a Certificate of Authority to Begin Business Pursuant to Title 6.2,
Chapter 10, Article 3 of the Code of Virginia
- SUPPLEMENTAL FORMS
- Bank Directors Responsibilities Bureau
of Financial Institutions, State Corporation Commission, Commonwealth of Virginia
- CCB-1117 Bank Directors Responsibilities
Certification
- CCB-1123 Personal Financial Report and
Disclosure Statement
- CCB-1140 Oath of Office of Organizing
Directors of Financial Institutions
- CCB-1147 Certification Form for Interagency
Biographical and Financial Report
- CCB-1150 Employment and Business Affiliation
Disclosure Form
- BANK TO ENGAGE IN THE TRUST BUSINESS
- CCB-1127 Application by a Bank To Engage
in the Trust Business Pursuant to Title 6.2, Chapter 8, Article 3 of the Code of
Virginia
- ESTABLISH A TRUST OFFICE
- CCB-9905 Application to Establish a Trust
Office
Note: All applications are investigated by the Bureau
of Financial Institutions. Certain application decisions are made by the Commissioner
of Financial Institutions under delegated authority from the State Corporation Commission.
In the event you wish to appeal either a determination made by the Bureau of Financial
Institutions in the course of its investigation of your application or the Commissioner
of Financial Institutions’ decision on your application, you may request a formal
review by the State Corporation Commission in accordance with its
Rules of Practice and Procedure