This site provides selected regulatory actions taken by the Commission relating to violations of the Virginia Securities Act and Virginia Retail Franchising Act since January 1, 2008. The information includes the defendant’s name, description of the cause of action, type of regulatory action (penalty paid, rescission*, cost of investigation) and is sorted alphabetically by the defendant’s name. The information is accurate as of the most recent occurrence noted on the report.

*Rescission means to rescind or set aside a contract, the unwinding of a transaction or contract in order for both parties, as far as possible, to be in the position they were before they entered into the contract.

Summary of Orders / Judgments

For additional information, visit the Commission's Docket Search portal, select Search Cases, and enter the case number in which you are interested. Additional menu options will deliver more information related to the case.