Virginia SCC - Securities & Retail Franchising

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Tyler Building

Division of Securities & Retail Franchising

Consumer Interests Investor Education File a Complaint Investigations Data Search Examination/Registration Search Orders/Judgments Business Interests Industry Alerts Compliance Audits Registration/Renewal Securities Franchises Brokers/Agents Investment Advisors/Reps Agent of Issuer Trademarks/Service Marks Forms

Bulletins / Alerts / Releases

From the Division of Securities and Retail Franchising:
- News Releases
From the North American Securities Administrators Association(NASAA):
From the Financial Industry Regulatory Authority (FINRA):
- Investor Alerts
- News Releases
From the Securities and Exchange Commission (SEC):
- Press Releases

Division Contact

Statutes/Regulations

Case Information